-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/rlzZIwu85978LbkRFVoxBxKrLptRaZ65Rfkhxp1GDpjjMm97DITNgUc3T/CWU8 pGolsXuWlfVatDYg3+dfUw== 0001193125-08-015021.txt : 20080130 0001193125-08-015021.hdr.sgml : 20080130 20080130093250 ACCESSION NUMBER: 0001193125-08-015021 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080130 DATE AS OF CHANGE: 20080130 GROUP MEMBERS: D.Y. CAPITAL, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Acorn International, Inc. CENTRAL INDEX KEY: 0001365742 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83555 FILM NUMBER: 08559839 BUSINESS ADDRESS: STREET 1: 12/F, XINYIN BUILDING, 888 YI SHAN ROAD CITY: SHANGHAI STATE: F4 ZIP: 200233 BUSINESS PHONE: 8621-5464-4600 MAIL ADDRESS: STREET 1: 12/F, XINYIN BUILDING, 888 YI SHAN ROAD CITY: SHANGHAI STATE: F4 ZIP: 200233 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Yang Don Dongjie CENTRAL INDEX KEY: 0001424730 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 86-21-5151-8888 MAIL ADDRESS: STREET 1: C/O ACORN INTERNATIONAL INC. STREET 2: 12F, XINYIN BUILDING, 888 YISHAN ROAD CITY: SHANGHAI STATE: F4 ZIP: 200233 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

 

Acorn International, Inc.

(Name of Issuer)

 

 

Ordinary Shares*

American Depositary Shares

(Title of Class of Securities)

 

 

004854105**

(CUSIP Number)

 

 

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

* Not for trading, but only in connection with the registration of American Depositary Shares each representing 3 ordinary shares.
** This CUSIP applies the the American Depositary Shares.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 004854105    SCHEDULE 13G    Page 2 of 7 Pages

 

  1  

NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            Don Dongjie Yang

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            People’s Republic of China

    

 

NUMBER OF

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  

  5    SOLE VOTING POWER

 

            8,462,3011

 

  6    SHARED VOTING POWER

 

            0

 

  7    SOLE DISPOSITIVE POWER

 

            8,462,301

 

  8    SHARED DISPOSITIVE POWER

 

            0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            8,462,301

    
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

  

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            9.1%2

    
12  

TYPE OF REPORTING PERSON*

 

            IN

    

 

 

1

Includes (i) 6,593,656 ordinary shares held by D.Y. Capital, Inc., a company solely owned by Mr. Don Dongjie Yang; and (ii) 1,868,645 ordinary shares issuable upon exercise of options and stock appreciation rights, or SARs, held by Mr. Yang.

2

Based on 92,627,185 total shares, which includes (i) 90,758,540 outstanding ordinary shares as of December 31, 2007; and (ii) 1,868,645 ordinary shares issuable pursuant to options and SARs held by Mr. Yang.

CUSIP No. 004854105    SCHEDULE 13G    Page 3 of 7 Pages

 

  1  

NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            D.Y. Capital, Inc.

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            British Virgin Islands

    

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  

  5    SOLE VOTING POWER

 

            6,593,656

 

  6    SHARED VOTING POWER

 

            0

 

  7    SOLE DISPOSITIVE POWER

 

            6,593,656

 

  8    SHARED DISPOSITIVE POWER

 

            0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            6,593,656

    
10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

  

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            7.3%3

    
12  

TYPE OF REPORTING PERSON*

 

            CO

    

 

 

3

Based on 90,758,540 outstanding ordinary shares as of December 31, 2007.

CUSIP No. 004854105    SCHEDULE 13G    Page 4 of 7 Pages

 

Item 1  

(a)

    Name of Issuer:      
     Acorn International, Inc. (“Issuer”)      
Item 1  

(b)

    Address of Issuer’s Principal Executive Offices:      
     12F, Xinyin Building, 888 Yishan Road, Shanghai 200233, People’s Republic of China      
Item 2  

(a)

    Name of Person Filing:      
    

Don Dongjie Yang

D.Y. Capital, Inc.

      
Item 2  

(b)

    Address of Principal Business Office or, If None, Residence; Citizenship      
    

Don Dongjie Yang

c/o Acorn International Inc.

12F, Xinyin Building, 888 Yishan Road

Shanghai 200233

People’s Republic of China

 

D.Y. Capital, Inc.

P.O. Box 71

Road Town

Tortola, British Virgin Islands

      
Item 2  

(c)

    Citizenship      
    

Don Dongjie Yang - People’s Republic of China

D.Y. Capital, Inc. - British Virgin Islands

      
Item 2  

(d)

    Title of Class of Securities:      
    

Ordinary shares, par value US$0.01

American Depositary Shares

      
Item 2  

(e)

    CUSIP Number:      
     004854105      
Item 3.   Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):   
  Not applicable.         

CUSIP No. 004854105

   SCHEDULE 13G    Page 5 of 7 Pages

 

Item 4.    Ownership      
   (a)    Amount Beneficially Owned:      

 

Reporting Person

    Amount
beneficially
owned:		    Percent
of class:		   Sole power
to vote or
direct
the vote:		    Shared
power to
vote or to
direct
the vote:		    Sole power to
dispose or to
direct the
disposition of:		    Shared power
to dispose or to
direct the
disposition of:

Don Dongjie Yang

    8,462,301
ordinary
shares		    9.1%4   8,462,301
ordinary
shares		    0    8,462,301
ordinary
shares		    0

D.Y. Capital, Inc.

    6,593,656
ordinary
shares		    7.3%5   6,593,656
ordinary
shares		    0    6,593,656

ordinary
shares

    0

D.Y. Capital, Inc. is the record owner of 6,593,656 ordinary shares of the Issuer. Mr. Yang is the sole shareholder of D.Y. Capital, Inc. Accordingly, Mr. Yang may be deemed to beneficially own all of the shares held by D.Y. Capital, Inc.

 

Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable.   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person      
   Not applicable.      
Item 7.    Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   Not applicable.
Item 8.    Identification and Classification of Members of the Group      
   Not applicable.      
Item 9.    Notice of Dissolution of Group      
   Not applicable.      
Item 10.    Certifications      
   Not applicable.      

 

 

4

Based on 92,627,185 total shares, which includes (i) 90,758,540 outstanding ordinary shares as of December 31, 2007; and (ii) 1,868,645 ordinary shares issuable pursuant to options and SARs held by Mr. Yang.

5

Based on 90,758,540 outstanding ordinary shares as of December 31, 2007.

CUSIP No. 004854105

   SCHEDULE 13G    Page 6 of 7 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. In addition, by signing below, the undersigned agrees that this Schedule 13G may be filed jointly on behalf of each of the Reporting Persons.

Dated: January 30, 2008

 

    Don Dongjie Yang
 

/s/ Don Dongjie Yang

  D.Y. Capital, Inc.
By:  

/s/ Don Dongjie Yang

Name:   Don Dongjie Yang
Title:   Director

CUSIP No. 004854105

   SCHEDULE 13G    Page 7 of 7 Pages

LIST OF EXHIBITS

 

Exhibit No.

  

Description

A   Joint Filing Agreement
 EX-99.(A) 2 dex99a.htm JOINT FILING AGREEMENT Joint Filing Agreement

EXHIBIT A

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value US$0.01, of Acorn International, Inc., a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which, taken together, shall constitute one and the same instrument.

 

    Don Dongjie Yang
 

/s/ Don Dongjie Yang

  D.Y. Capital, Inc.
By:  

/s/ Don Dongjie Yang

Name:   Don Dongjie Yang
Title:   Director
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